ISO 27035: managing information security incidents
The five phases of the standard, its four parts, how it links to ISO 27001, and how to meet the NIS 2, DORA and GDPR notification deadlines.
ISO 27035 is the series of international standards on information security incident management: prepare, detect, assess, respond and learn lessons. It does not replace legal obligations, but it provides the framework that lets you meet them: NIS 2 requires an early warning within 24 hours, DORA a notification within a few hours, the GDPR a notification to the supervisory authority within 72 hours.
What is the ISO 27035 standard?
ISO/IEC 27035 belongs to the ISO/IEC 27000 family. Published jointly by ISO and the International Electrotechnical Commission (IEC), it now has four parts, all titled Information security incident management.
| Part | Subject | Edition |
|---|---|---|
| 27035-1 | Principles and process: the foundation of the series | 2nd edition, February 2023 |
| 27035-2 | Guidelines to plan and prepare for incident response, and to learn lessons | 2nd edition, February 2023 |
| 27035-3 | Guidelines for ICT incident response operations: detection, triage, analysis, containment, eradication, recovery, closure | 1st edition, September 2020 |
| 27035-4 | Coordination between several organisations handling an incident together | 1st edition, December 2024 |
According to the official page for part 1, the standard offers a structured approach to preparing for, detecting, reporting, assessing and responding to incidents, and to learning lessons from them. Its principles are generic: they apply to any organisation, whatever its size, and to providers of incident management services. Like all ISO standards, its text is paid for; this article relies on ISO's published summaries, the public table of contents and commentary from recognised bodies.
Event or incident: the distinction that changes everything
ISO 27035 distinguishes two notions. A security event is something you observe that may be relevant to security: an antivirus alert, a login at an unusual hour, a suspicious email reported by an employee. An incident is an event, or series of events, that has been established as harming, or being very likely to harm, information security.
Moving from one to the other does not happen by itself: it results from an assessment. As the ISO27k commentary puts it, events may be, or turn into, incidents, and they need to be examined to decide. This step avoids two opposite pitfalls: treating every alert as a crisis, which exhausts teams, or missing a real incident for lack of triage. It is also where you decide whether a regulatory notification is due.
Security incident management in five phases
The public table of contents of ISO/IEC 27035-1:2023 describes the process in five phases. The diagram below links them and shows the triage that happens at assessment: an alert with no follow-up leaves the flow, a confirmed incident goes all the way through and feeds lessons learned.
1. Plan and prepare
This is the longest phase, and the one that makes the difference on the day. According to the page for part 2, it covers management commitment and the incident management policy, the incident management plan, setting up an incident management team, relationships with internal and external organisations, technical and organisational support, and training and awareness. In practice: who is on call, who decides to shut down a service, whom to call at the hosting provider, where to find the information system map if the network is down.
2. Detect and report
Monitor systems, collect alerts from tools and reports from users, and record every event. A simple reporting channel everyone knows is worth more than a perfect procedure nobody can find.
3. Assess and decide
Qualify the event: false alarm, event with no follow-up, or incident. For an incident, estimate its severity, categorise it and mobilise the right response team. This is when you check whether the incident triggers a notification obligation, and which one.
4. Respond
Contain the incident so it does not spread, eradicate its cause, restore services and, where needed, carry out analysis and preserve evidence. Part 3 of the standard details these operations for IT incidents. If the incident threatens business continuity, the response ties in with the business continuity plan.
5. Learn lessons
Once the incident is closed, identify what needs to improve, implement those improvements and evaluate how the response team performed. This is the phase most often skipped, even though it is the one that makes the organisation stronger.
ISO 27035 and ISO 27001
ISO 27035 is a voluntary standard: organisations are not certified against it. It is mainly used to implement ISO 27001's incident requirements. Annex A of ISO 27001:2022 contains a dedicated set of controls, listed by the certification body DQS: incident management planning and preparation (5.24), assessment and decision on events (5.25), response to incidents (5.26), learning from incidents (5.27) and collection of evidence (5.28). The ISO 27035 phases are recognisable almost word for word.
For an organisation building its information security management system, the combination is natural: ISO 27001 sets out what must exist, ISO 27035 describes how to organise it.
Notifying an incident: NIS 2, DORA and GDPR
ISO 27035 sets no notification deadline: legislation does, and a single incident can trigger several.
- NIS 2. For a significant incident, Directive (EU) 2022/2555 provides, as presented by the European Commission, for an early warning within 24 hours of becoming aware of it, an incident notification within 72 hours and a final report no later than one month after the notification, sent to the CSIRT or competent authority. These obligations apply through each member state's transposing law; in France, the transposing bill had not yet been passed in October 2026, as our article on the French resilience bill explains.
- DORA. For financial entities, Regulation (EU) 2022/2554 has applied since 17 January 2025. Delegated Regulation (EU) 2025/301 sets the time limits for a major information and communication technology (ICT) related incident: initial notification within 4 hours of classifying it as major, and no later than 24 hours after becoming aware of it; intermediate report within 72 hours of the initial notification; final report no later than one month after the latest intermediate report. Reports go to the relevant supervisory authority.
- GDPR. If the incident is a personal data breach that poses a risk to individuals, it must be notified to the supervisory authority (in France, the CNIL) without undue delay and, where feasible, within 72 hours of becoming aware of it, in several stages if necessary. Data subjects must be informed if the risk is high. Every breach, even if not notified, is documented internally.
The next diagram overlays these clocks for an incident that falls under all three regimes, for example an attack on a financial entity that exposes customer data.
One incident, several clocks
Move the time elapsed since detection forward, and choose the regimes that apply to you.
Assumptions: the incident is significant under NIS 2, classified as major under DORA as soon as it is detected, and is a personal data breach that poses a risk. DORA deadlines run from classification; the NIS 2 final report is due one month after the notification, the DORA final report one month after the last intermediate report (a month is counted here as 30 days).
Two practical lessons. First, the clock starts when you become aware of the incident, not when it is closed: the assessment phase must be fast and recorded. Second, prepare templates and workflows in advance: who drafts, who approves, which channel to use. An incident at a supplier counts too: contracts must require them to warn you in time, as our article on third-party risk in NIS 2 and DORA explains. Finally, failing to notify can be penalised: see NIS 2 penalties.
Setting up an incident management process
- Write a short policy signed by management: scope, roles, severity criteria, escalation rules.
- Define a qualification grid that includes regulatory thresholds: significant incident under NIS 2, major incident under DORA, personal data breach under the GDPR.
- Keep a register of events and incidents, with timestamps for detection, qualification and notification.
- Prepare playbooks for the most likely scenarios: ransomware (see our article on ransomware entering through edge devices), email compromise, data leak.
- Keep offline emergency contacts, the system map and procedures.
- Run exercises at least once a year, then apply the fifth phase: fix what the exercise revealed.
Incident handling is one of the risk management measures NIS 2 requires of the entities it covers. To manage all these requirements, see our compliance campaigns module.
Summary
A four-part series
ISO/IEC 27035 covers information security incident management: principles and process (part 1, 2023), preparation (part 2, 2023), operational response (part 3, 2020) and coordination between organisations (part 4, 2024).
Five phases, one key triage
Plan and prepare, detect and report, assess and decide, respond, learn lessons. The assessment phase separates mere events from incidents, and that is where notifications are triggered.
Several regulatory clocks
NIS 2: early warning within 24 hours, notification within 72 hours, final report within a month. DORA: initial notification within 4 hours of classification. GDPR: the supervisory authority within 72 hours if there is a risk to individuals.
Frequently asked questions
What is the ISO 27035 standard?
ISO/IEC 27035 is a series of international standards on information security incident management. Part 1, published in 2023, sets out its principles and process: prepare, detect and report, assess events, respond to incidents and learn lessons. Parts 2, 3 and 4 detail preparation, operational response and coordination between organisations.
What are the five phases of ISO 27035?
Plan and prepare; detect and report; assess and decide; respond; learn lessons. The last phase loops back to the first: every incident is used to improve security controls, the incident management plan and the response team.
What is the difference between a security event and an incident?
An event is an observed occurrence that may be relevant to security: an alert, unusual behaviour, a user report. An incident is an event, or series of events, that has been assessed as actually harming, or being very likely to harm, information security. ISO 27035 puts this triage at the heart of the assessment phase.
Is ISO 27035 mandatory?
No, it is a voluntary standard. But ISO 27001 requires incident management controls (controls 5.24 to 5.28 of Annex A), and NIS 2, DORA and the GDPR require certain incidents to be detected, qualified and notified within short deadlines. ISO 27035 provides a recognised method for doing so.
What are the NIS 2 incident reporting deadlines?
For a significant incident, the entity sends an early warning within 24 hours of becoming aware of it, an incident notification within 72 hours, then a final report no later than one month after the notification, to the CSIRT or competent authority. These obligations apply under each member state's transposing law.
Do you have to notify the data protection authority after a security incident?
Only if the incident is a personal data breach that poses a risk to individuals' rights and freedoms. Notification must then happen without undue delay and, where feasible, within 72 hours of becoming aware of it, and individuals must be informed if the risk is high. Every breach, notified or not, must be documented internally.
Sources (15)
- ISO — ISO/IEC 27035-1:2023, Information security incident management — Part 1: Principles and process
- ISO — ISO/IEC 27035-2:2023, Part 2: Guidelines to plan and prepare for incident response
- ISO — ISO/IEC 27035-3:2020, Part 3: Guidelines for ICT incident response operations
- ISO — ISO/IEC 27035-4:2024, Part 4: Coordination
- ANSI Webstore — Extrait public d'ISO/IEC 27035-1:2023 (sommaire et introduction)
- ANSI Blog — ISO/IEC 27035-1:2023, Information security incident management
- ISO27k — ISO/IEC 27035 commentary
- DQS — Controls A.5.24 to A.5.30 of ISO/IEC 27001:2022
- European Commission — NIS 2 Directive FAQs (incident reporting)
- EUR-Lex — Directive (EU) 2022/2555 (NIS 2)
- EUR-Lex — Regulation (EU) 2022/2554 (DORA)
- EUR-Lex — Delegated Regulation (EU) 2025/301 (time limits for major ICT-related incident reporting)
- AMF — DORA (in French)
- CNIL — Notifying a personal data breach (in French)
- ANSSI — The NIS 2 Directive (in French)
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